Harvest CLO IX (Reissue): 15 August 2017

The assets securing the Notes will consist of a portfolio of Senior Secured Loans, Senior Secured Bonds, Second Lien Loans, Unsecured Senior Obligations, Mezzanine Obligations, PIK Securities, Corporate Rescue Loans, Bridge Loans and High Yield Bonds, and will be managed by Investcorp Credit Management EU Limited.

Harvest CLO IX issued Class A Senior Secured Floating Rate Notes, Class B Senior Secured Floating Rate Notes, Class C Senior Secured Deferrable Floating Rate Notes, Class D Senior Secured Deferrable Floating Rate Notes, Class E Senior Secured Deferrable Floating Rate Notes, Class F Senior Secured Deferrable Floating Rate Notes and Subordinated Notes due 2028 on 16 July 2014.

On or about 15 August 2017 the Issuer will refinance the Notes by issuing Class X Senior Secured Floating Rate Notes, Class A-R Senior Secured Floating Rate Notes, Class B-1-R Senior Secured Floating Rate Notes, Class B-2-R Senior Secured Fixed Rate Notes, Class C-R Senior Secured Deferrable Floating Rate Notes, Class D-R Senior Secured Deferrable Floating Rate Notes, Class E-R Senior Secured Deferrable Floating Rate Notes and Class F-R Senior Secured Deferrable Floating Rate Notes. The Refinanced Notes will be redeemed in full on the Issue Date from the proceeds of the issue of the Refinancing Notes.